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Financial regulation

Ensure compliance, enable growth

In a dynamic and regulated financial market, we support companies with strategic advice to navigate complex regulations. From fund formation to fintech and compliance, we help clients establish, structure and develop their business in line with financial regulations and market requirements.

Fund formation and restructuring

Advising on the establishment, structuring and reorganization of fund and asset management activities, including venture capital, credit, real estate, infrastructure, mortgage bond funds and investment companies.

Regulatory permits and licensing

Support for license applications, approvals and registrations with the Financial Supervisory Authority (FI).

Compliance in fintech, blockchain and crowdfunding

Advising on regulatory requirements for emerging financial technologies, digital assets and alternative financing platforms.

License and reporting compliance

Assessment of licensing requirements, reporting obligations and supervisory expectations for financial institutions.

Advice on fundraising and asset management

Support for fund distribution, fundraising and other asset management activities.

Regulatory aspects of M&A and restructuring

Advising on financial regulatory requirements for mergers, acquisitions and corporate restructuring.

Compliance with ownership and governance requirements

Review of ownership structures, management suitability and corporate governance requirements in the financial sector.

Supervision and enforcement cases

Representing clients in matters relating to supervision, investigations and sanctions before the Financial Supervisory Authority.

Ongoing compliance support

Offers daily legal advice on financial regulations and best practices.

Development of internal policies

Establishment and review of internal compliance policies in line with regulatory requirements.

Outsourcing and third party risk management

Advice on outsourcing contracts and compliance with outsourcing rules.

Financial markets and trading infrastructure

Legal advice on exchanges, trading platforms and financial market infrastructure regulations.

A selection of our customers

Not sure if we are the right partner?

Get in touch and tell us what you need help with, if we can't help you, we'll refer you to someone else we think is best suited to your particular challenges.

"Eris is the goddess of discord and dispute in Greek mythology and also the name of a planet discovered in 2005. The planet Eris kicked Pluto out of the list of planets and metaphorically for our law firm, Eris is the planet, the new player, stepping in, and out, to take the field.